Identify Client Goals

Before we open any account or recommend changes to a portfolio, we need to establish the proper framework in terms of your goals and acceptable levels of risk. Important issues we like to bring up include your:

  • Long-term goals such as a great retirement and desired estate
  • Near-term goals like funding education and large purchases
  • Prior investment experiences and reactions to them
  • Sensitivity to increases in risk when seeking higher growth
  • Desire or need for certain levels of capital preservation
  • Assets held and transactions done elsewhere

Are current holdings risk appropriate?
Can current holdings achieve desired goals?
We can help provide the answers.